JI
Jacob Ivey
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
Pompano Beach, FL 33062
Some features on this profile are disabled
CRD#: 6231573
JI
Professional summary
Jacob Ivey, CFP®, who also goes by Jake Paul IVey, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT GROUP ADVISORS located in Pompano Beach, Florida and LINCOLN INVESTMENT located in Pompano Beach, Florida.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jacob has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Paul Ivey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATEGIC ASSET MANAGEMENT POSITION: Investment Advisor Representative NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2015 ADDRESS: 2000 North Federal Highway, Ste 202, Pompano Beach FL 33062, United States DESCRIPTION: Customer service
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Ivey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 13, 2015 - Present
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
Office #1: 2000 North Federal Highway Suite 202, Pompano Beach, FL 33062RIA
CRD#: 135832
Pompano Beach, FL
Current
September 5, 2013 - Present
LINCOLN INVESTMENT
Office #1: 2000 North Federal Highway Suite 202, Pompano Beach, FL 33062RIA
BD
CRD#: 519
Pompano Beach, FL
Past
March 2, 2015 - August 21, 2017
LINCOLN INVESTMENT
RIA
CRD#: 519
FORT WASHINGTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. | STRATEGIC ASSET MANAGEMENT GROUP ADVISORS INC | STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
CRD#: 135832 / SEC#: 801-68978
RIA
Registered Investment Advisory firm - (3/31/2008 Approved)Florida
Registered Investment Advisory firm - (4/3/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/27/2021)
RR
California(1/23/2017)
IAR
Florida(2/13/2015)
RR
Florida(2/17/2015)
RR
Georgia(1/6/2021)
RR
Michigan(1/5/2017)
RR
New York(3/14/2022)
RR
Utah(1/3/2020)
RR
Virginia(1/23/2024)
RR
Washington(1/23/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. | STRATEGIC ASSET MANAGEMENT GROUP ADVISORS INC | STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
CRD#: 135832 / SEC#: 801-68978
RIA
Registered Investment Advisory firm - (3/31/2008 Approved)Florida
Registered Investment Advisory firm - (4/3/2008 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 North Federal Highway Suite 202, Pompano Beach, FL 33062
Mailing Address
Phone number
(954) 473-1110
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 394 |
| AUM (Assets Under Management) | $ 376,705,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS
CRD#: 135832Pompano Beach, FL 33062TRUST BUT VERIFY
Monitor Jacob Ivey
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
