Paul C. Horng

MINDSTATE CAPITAL LLC

Edmonds, WA

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CRD#: 6231281

Professional summary

Paul Chi-tung Horng, CFP® is a registered financial advisor currently at MINDSTATE CAPITAL LLC located in Edmonds, Washington.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Paul has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Chi-tung Horng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 26, 2024 - Present

MINDSTATE CAPITAL LLC

RIA

CRD#: 318068

Edmonds, WA

Past

August 2, 2021 - January 17, 2024

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 315440

Seattle, WA

Past

August 20, 2013 - August 1, 2021

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 108392

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/26/2024)

IAR

Washington
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MINDSTATE CAPITAL LLC

MINDSTATE CAPITAL | MINDSTATE CAPITAL LLC

CRD#: 318068 / SEC#:

Texas

Registered Investment Advisory firm - (4/30/2024 Approved)

Washington

Registered Investment Advisory firm - (1/19/2023 Approved)

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Contact information

Main Address

Edmonds, WA

Mailing Address

Phone number

(425) 331-9513

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 52,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Horng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Chi-tung Horng's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINDSTATE CAPITAL LLC

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Current Firm

MINDSTATE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MINDSTATE CAPITAL LLC

TRUST BUT VERIFY

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