Victor Clement

FINANCIAL ESSENTIALS 4 LIFE

CERRITOS, CA

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CRD#: 6231166

Professional summary

Victor Clement, who also goes by VIc Clement, is a registered financial advisor currently at FINANCIAL ESSENTIALS 4 LIFE, INC. located in Cerritos, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Victor has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vic Clement

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Victor Clement - Investment Related: Yes - Address: 11253 Felson Street, Cerritos, CA 90703 - Nature of Business: Insurance - Title or Relationship: Agent - Start Date: 11/11/2009 - Hours per month: 10 - Hours per month during trading hours: 10 - Duties: Insurance sales Business Name: Grace Presbyterian Church - Investment Related: No - Address: 23101 La Palma Ave, Yorba Linda, CA 92887 - Nature of Business: Religion - Title or Relationship: Treasurer - Start Date: 3/1/2016 - Hours per month: 8 - Hours per month during trading hours: 0 - Duties: Oversee church finances. Business Name: Land Dragon Films - Investment Related: No - Address: 287 S. Robertson Blvd, Suite 241, Beverly Hills, CA 90211 - Nature of Business: Film Production - Title or Relationship: Head of Production - Start Date: 4/20/2021 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Organize and track film production income and expense. Financial Essentials 4 Life, Inc. Start date: 1/27/2025, Primary Business Purpose: Investment Advisor, Address: 11253 Felson Street Cerritos CA 90703 Position: President, COO, 40 hours per week will be devoted to this activity during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Clement's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

FINANCIAL ESSENTIALS 4 LIFE, INC.

RIA

CRD#: 335105

CERRITOS, CA

Current

April 14, 2025 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

December 23, 2015 - March 31, 2025

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Cerritos, CA

Past

December 21, 2015 - March 31, 2025

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Cerritos, CA

Past

September 20, 2013 - December 31, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PASADENA, CA

Past

August 26, 2013 - December 31, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/14/2025)

Arkansas
(4/14/2025)

California
(4/14/2025)

IAR

California
(5/13/2025)

Colorado
(4/14/2025)

Georgia
(4/14/2025)

Iowa
(4/14/2025)

Louisiana
(4/14/2025)

New Mexico
(4/14/2025)

New York
(4/14/2025)

Oregon
(4/14/2025)

Texas
(4/14/2025)

Virginia
(4/14/2025)

Washington
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL ESSENTIALS 4 LIFE, INC.

FINANCIAL ESSENTIALS 4 LIFE, INC. | VICTOR CLEMENT

CRD#: 335105 / SEC#:

California

Registered Investment Advisory firm - (5/13/2025 Approved)

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Contact information

Main Address

Cerritos, CA

Mailing Address

Phone number

(818) 275-2599

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victor Clement

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Clement's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ESSENTIALS 4 LIFE, INC.

INNOVATION PARTNERS LLC

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2013

FINRA

Current Firm

FINANCIAL ESSENTIALS 4 LIFE, INC.

Contact information

Documents

Red Flags

Company Information

FINANCIAL ESSENTIALS 4 LIFE, INC.

TRUST BUT VERIFY

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