EC
Erick G. Colon
HORNOR, TOWNSEND & KENT
Boston, MA 02110
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CRD#: 6231121
EC
Professional summary
Erick Gerardo Colon, who also goes by Erick Colon, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boston, Massachusetts.
Erick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Erick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erick Colon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: CONCORD WEALTH MANAGEMENT | POSITION HELD: AGENT | ADDRESS: 701 EDGEWATER DR SUITE 310 WAKEFIELD, MA 01880| START DATE: 10/08/2014 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) ACTIVITY SPEAKER | INVESTMENT RELATED: NO | DBA NAME: PERSONAL FINANCIAL EDUCATION | POSITION HELD: OTHER | ADDRESS: 40 CRESCENT STREET SUITE 202 WALTHAM, MA 0215 | START DATE: 06/20/2015 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: 11-25 HRS | APPROX TRADING HRS PER MTH: 11-25 HRS | DESCRIPTION OF DUTIES: SPEAKING IN FRONT OF GROUPS AND/OR INDIVIDUALS ABOUT GENERAL FINANCIAL INFORMATION. 3) BOARD OF DIRECTORS: GREATER MANCHESTER HABITAT FOR HUMANITY. | INVESTMENT RELATED - NO | DBA NAME: N/A | POSITION HELD: DIRECTOR | ADDRESS: 250 COMMERCIAL STREET STE 4019 MANCHESTER, NH 03101 | START DT: 8/8/2016 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: AIDING IN DECISION MAKING TO HELP ORGANIZATIONAL PRODUCTIVITY, AS WELL AS VOLUNTEERING PHYSICAL AID ON PROJECT SITES. 4) YMCA ADVISORY BOARD |INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 725 LEXINGTON STREET WALTHAM, MA 02452 | START DATE: 1/1/2017 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BOARD MEETINGS ONCE A MONTH; VOLUNTEERING FOR EVENTS' FUNDRAISING HELP. 5) INSURANCE & ADVISORY SERVICES DBA NAME: OWN MY WEALTH POSITION: Proprietor/Owner NATURE: Insurance & Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2023 ADDRESS: 701 Edgewater Drive, Suite 310, Wakefield MA 01880, United States DESCRIPTION: Sales & Service of Life, Accident & Health Insurances through carriers including Penn Mutual Brokerage & Investment Advisory Services through Hornor, Townsend & Kent LLC
CRS (Client Relationship Summary) - RIA
Click below to view Erick Gerardo Colon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erick Gerardo Colon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2014 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 225 Franklin Street Floor 26, Boston, MA 02110RIA
BD
CRD#: 4031
Boston, MA
Current
October 8, 2014 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 225 Franklin Street Floor 26, Boston, MA 02110RIA
BD
CRD#: 4031
Boston, MA
Past
October 3, 2014 - October 8, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Boston, MA
Past
December 2, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOSTON, MA
Past
October 18, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Connecticut(6/26/2020)
RR
Florida(6/11/2020)
IAR
Florida(7/19/2023)
RR
Maine(1/18/2024)
RR
Massachusetts(10/8/2014)
IAR
Massachusetts(11/3/2014)
RR
New Hampshire(1/14/2015)
RR
New York(8/31/2016)
RR
North Carolina(9/13/2016)
RR
Pennsylvania(6/10/2022)
RR
Rhode Island(3/27/2015)
RR
Texas(3/13/2018)
RR
Washington(3/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boston, MA 02110TRUST BUT VERIFY
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