Christopher A. Fellows

REGIONS SECURITIES LLC

Atlanta, GA 30309

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CRD#: 6230975

Professional summary

Christopher Alan Fellows, who also goes by Christopher Alan Fellows, Christopher Fellows, is a registered financial professional currently at REGIONS SECURITIES LLC located in Atlanta, Georgia.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Alan Fellows | Christopher Fellows

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Alan Fellows's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2024 - Present

REGIONS SECURITIES LLC

Office #1: 1180 W Peachtree Street Nw, Atlanta, GA 30309

CRD#: 159475

Atlanta, GA

Past

June 2, 2023 - August 2, 2024

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

August 26, 2013 - January 26, 2023

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/19/2024)

Arkansas
(8/19/2024)

Florida
(8/19/2024)

Georgia
(8/19/2024)

Illinois
(8/19/2024)

Indiana
(8/19/2024)

Iowa
(8/19/2024)

Kentucky
(8/19/2024)

Louisiana
(8/19/2024)

Mississippi
(8/19/2024)

Missouri
(8/19/2024)

North Carolina
(8/19/2024)

South Carolina
(8/19/2024)

Tennessee
(8/19/2024)

Texas
(8/19/2024)

Exams

State Security Law Exam

Series 63

Date: 9/30/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/9/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/26/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REGIONS SECURITIES LLC

REGIONS SECURITIES | REGIONS SECURITIES LLC

CRD#: 159475 / SEC#: , 8-68990

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309

Mailing Address

1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309

Phone number

(404) 279-7400

Established

Delaware since 10/12/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RFC FINANCIAL SERVICES HOLDING LLC	PARENT
AMIN, RITVIG NIPENDRA	CHAIRMAN OF THE BOARD & DIRECTOR	2901218
GIARDINO, NEIL	CEO, PRESIDENT AND DIRECTOR	2428962
HOLLOWAY, GLENN CHRISTOPHER	FINOP, CFO, PFO, POO & DIRECTOR	4566759
MAGGIORE, JILL WRIGHT	CHIEF COMPLIANCE OFFICER & DIRECTOR	1001068
MAXWELL, JASON MATTHEW	CHIEF LEGAL OFFICER & DIRECTOR	5997125

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Fellows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Alan Fellows's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGIONS SECURITIES LLC

GT SECURITIES, INC.

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2013

SIE

Date: 10/1/2018

Series 79

Date: 9/9/2013

Series 7

Date: 8/26/2013

FINRA

Current Firm

REGIONS SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REGIONS SECURITIES LLC

TRUST BUT VERIFY

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