Dennis R. Overstreet

OPENAIR FINANCIAL

MIDVALE, UT 84047

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CRD#: 6230904

Professional summary

Dennis Ryan Overstreet is a registered financial advisor currently at OPENAIR FINANCIAL, LLC located in Midvale, Utah.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dennis has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OpenAir Advisory, LLC; Inv Rel; Insurance Sales and Services; Midvale, UT; Insurance Sales; Insurance Agent; start date 01/2023; 10% of time spent in this practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Ryan Overstreet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2023 - Present

OPENAIR FINANCIAL, LLC

Office #1: 1275 E Fort Union Park Ave, Midvale, UT 84047

RIA

CRD#: 300362

MIDVALE, UT

Past

January 21, 2022 - December 19, 2022

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Sandy, UT

Past

July 6, 2018 - January 9, 2022

LAKE POINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 170398

Sandy, UT

Past

April 21, 2016 - July 17, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

SANDY, UT

Past

August 12, 2013 - April 28, 2016

KEYSTONE WEALTH ADVISORS

RIA

CRD#: 158234

COTTONWOOD HEIGHTS, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2013

Uniform Investment Adviser Law Examination

Current Firm

OPENAIR FINANCIAL, LLC

CRD#: 300362 / SEC#: 801-127377

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

Texas

Registered Investment Advisory firm - (2/27/2023 Terminated)

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Contact information

Main Address

280 Miron Drive, Southlake, TX 76092

Mailing Address

Phone number

(214) 233-6059

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 280,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis R. Overstreet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Ryan Overstreet's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPENAIR FINANCIAL, LLC

MERCER GLOBAL ADVISORS INC.

LAKE POINT WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

KEYSTONE WEALTH ADVISORS

Primary Firm SEC Registration

OPENAIR FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2013

Current Firm

OPENAIR FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPENAIR FINANCIAL, LLC

TRUST BUT VERIFY

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