Samuel W. Needham
Professional summary
Samuel Warren Needham, who also goes by Samuel W Needham, is a registered financial advisor currently at CONSTELLATION WEALTH ADVISORS located in Franklin, Tennessee.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Samuel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Warren Needham's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2025 - Present
CONSTELLATION WEALTH ADVISORS
Office #1: 1431 Perrone Way, Suite 110, Franklin, TN 37069August 30, 2023 - December 31, 2024
CONSTELLATION WEALTH ADVISORS
August 8, 2019 - March 31, 2023
J.P. MORGAN SECURITIES LLC
May 20, 2016 - August 9, 2019
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/26/2025)
Exams
Current Firm
CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 4,661,729,458 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/27/2025 | ||
| 10/24/2023 | ||
| 04/27/2023 |
Red Flags
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