CJ
Clinton L. Jasperson
THRIVENT INVESTMENT MANAGEMENT
Cheyenne, WY 82001
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CRD#: 6230679
CJ
Professional summary
Clinton Luckert Jasperson, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Cheyenne, Wyoming.
Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Clinton has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: Owner of condo NATURE: My wife and I own a condo down in Denver. We want to rent it out. We will not need to work on this during trading hours and estimate less than 1 hour a week of work will be needed. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2017 ADDRESS: 2650 West Fronview Crescent Drive, Unit 360, Denver CO 80211, United States DESCRIPTION: Filling the unit with renters. Making sure that repairs are made if needed. SERVE 6.8 POSITION: Board Member NATURE: SERVE 6.8 is a non-profit that assists community members in Crisis with free food, help finding a job, help connecting to a church, and organizing regional community service. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2019 ADDRESS: 1239 E Drake Rd, Fort Collins CO 80525, United States DESCRIPTION: Provide strategic feedback and guidance on issues presented to the board. For example, restructuring hours of operation, staff leadership, marketing ideas, etc. CLJ HOLDINGS POSITION: Owner NATURE: This is a holding company to contain the Big Blue Swimschool Franchise that my wife and I intend to establish in Northern Colorado. Its not established yet. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 06/14/2023 ADDRESS: 5926 Sunny Crest Drive, Timnath CO 80547, United States DESCRIPTION: No active duties. I will essentially be helping my wife fund this business and giving her advice and helping with getting the business open.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Luckert Jasperson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clinton Luckert Jasperson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 4, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 401 W 19th St, Cheyenne, WY 82001Office #3: 4184 Saint Cloud Drive, Loveland, CO 80538RIA
BD
CRD#: 18387
Cheyenne, WY
Current
August 23, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 401 W 19th St, Cheyenne, WY 82001Office #2: 4184 Saint Cloud Drive, Loveland, CO 80538RIA
BD
CRD#: 18387
Cheyenne, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2022)
RR
Alaska(4/10/2024)
RR
Arizona(12/12/2014)
RR
California(10/28/2019)
RR
Colorado(10/4/2013)
IAR
Colorado(10/4/2013)
RR
Florida(8/5/2021)
RR
Georgia(10/20/2022)
RR
Idaho(5/16/2022)
RR
Indiana(1/23/2019)
RR
Iowa(10/4/2016)
RR
Kansas(4/17/2014)
RR
Michigan(7/19/2018)
RR
Minnesota(2/8/2019)
RR
Mississippi(5/12/2020)
RR
Missouri(11/5/2013)
RR
Montana(2/14/2018)
RR
Nebraska(12/12/2014)
RR
Nevada(2/14/2018)
RR
New Mexico(2/14/2018)
RR
New York(8/23/2022)
RR
North Dakota(2/14/2018)
RR
Ohio(2/29/2024)
RR
Oregon(12/12/2014)
RR
South Dakota(3/22/2018)
RR
Tennessee(2/7/2023)
RR
Texas(11/11/2014)
IAR
Texas(11/11/2014)
RR
Utah(7/18/2017)
RR
Virginia(4/2/2024)
RR
Washington(12/12/2014)
RR
Wisconsin(12/18/2020)
RR
Wyoming(12/12/2014)
IAR
Wyoming(9/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Cheyenne, WY 82001TRUST BUT VERIFY
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