David J. Berney

JMF CAPSTONE WEALTH MANAGEMENT

Tuscaloosa, AL 35401

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CRD#: 6229875

Professional summary

David J Berney, who also goes by David Joseph Jordan Berney, is a registered financial advisor currently at JMF CAPSTONE WEALTH MANAGEMENT located in Tuscaloosa, Alabama.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Joseph Jordan Berney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Berney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2024 - Present

JMF CAPSTONE WEALTH MANAGEMENT

Office #1: 2200 Jack Warner Parkway, Ne Suite 300, Tuscaloosa, AL 35401

RIA

CRD#: 118296

Tuscaloosa, AL

Past

December 13, 2021 - October 2, 2023

STANGIER WEALTH MANAGEMENT

RIA

CRD#: 171336

CLACKAMAS, OR

Past

January 6, 2014 - March 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EUGENE, OR

Past

November 20, 2013 - March 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EUGENE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JMF CAPSTONE WEALTH MANAGEMENT

CAPSTONE INVESTMENT MANAGEMENT, LLC | JMF CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 118296 / SEC#: 801-107846

RIA

Registered Investment Advisory firm - (6/10/2016 Approved)

Alabama

Registered Investment Advisory firm - (6/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/1/2024)

IAR

Texas
(9/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/27/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2013

General Securities Representative Examination

Current Firm

JMF CAPSTONE WEALTH MANAGEMENT

CAPSTONE INVESTMENT MANAGEMENT, LLC | JMF CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 118296 / SEC#: 801-107846

RIA

Registered Investment Advisory firm - (6/10/2016 Approved)

Alabama

Registered Investment Advisory firm - (6/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2016 Terminated)

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Contact information

Main Address

2200 Jack Warner Parkway, Ne Suite 300, Tuscaloosa, AL 35401

Mailing Address

Phone number

(205) 345-8440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE WEALTH MANAGEMENT, LLC FORM ADV PART 2 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 362,695,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Berney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Berney's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANGIER WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

JMF CAPSTONE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2021

Series 66

Date: 12/27/2013

SIE

Date: 3/6/2015

Series 7

Date: 11/20/2013

Current Firm

JMF CAPSTONE WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JMF CAPSTONE WEALTH MANAGEMENT

TRUST BUT VERIFY

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