Frank A. Dzielski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Allen Dzielski was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2013. Frank had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2016 - January 31, 2017
SUMMIT FINANCIAL GROUP INC
December 7, 2016 - January 31, 2017
SUMMIT BROKERAGE SERVICES, INC.
January 30, 2014 - December 7, 2016
SUMMIT FINANCIAL GROUP INC
January 6, 2014 - December 7, 2016
SUMMIT BROKERAGE SERVICES, INC.
August 26, 2013 - December 19, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
