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JH

John H. Humphrey

BERKSHIRE GLOBAL ADVISORS LP
London, SW1Y 4BP
Some features on this profile are disabled
CRD#: 6229742
JH

Professional summary


John Hildesley Humphrey is a registered financial professional currently at BERKSHIRE GLOBAL ADVISORS LP .

John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 1 firm and has passed the SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Hildesley Humphrey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 19, 2013 - Present

BERKSHIRE GLOBAL ADVISORS LP

Office #1: 11 Haymarket, London, SW1Y 4BP
BD
CRD#: 124180
London,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/19/2013)
RR
Ohio
(11/19/2013)

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BG
BERKSHIRE GLOBAL ADVISORS LP
BERKSHIRE CAPITAL CORPORATION | BERKSHIRE GLOBAL ADVISORS LP | BERKSHIRE CAPITAL SECURITIES LLC

CRD#: 124180 / SEC#: , 8-65641

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
527 Madison Avenue 3rd Floor, New York, NY 10022-4212
Mailing Address
527 Madison Avenue 3rd Floor, New York, NY 10022-4212
Phone number
(212) 207-1000
Established
Delaware since 08/01/2018
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
JADA CORP.MEMBER
BOMY CAPITAL CORPORATIONMEMBER
HUMPHREY, JOHN HILDESLEYMEMBER6229742
BERKSHIRE CAPITAL CORPORATIONMEMBER
DBR HOLDINGS INC.MEMBER
DELAMORE FAMILY TRUSTMEMBER
HJS CORPORATIONMEMBER
LATIN FIREBIRD CORP.MEMBER
SUGAR MAPLE CORPORATIONMEMBER
BACH, KRISTINA NMNFINOP, PFO, POO4281682
BERKSHIRE GLOBAL ADVISORS GP, LLCGENERAL PARTNER
CAMERON, ROBERT BRUCECEO1146348
DUNN, GLENN MICHAELMEMBER8048233
EMTEMARK, PHILIP RAYMONDMEMBER6378495
FRIEDMAN, JUSTIN AMEMBER6357798
HACHIM, AJMAL BENMEMBER6762228
JAKHETE, OPAL RAJMEMBER6685034
JEANB CORPORATIONMEMBER
KOLINSKY, DANIEL MICHAELMEMBER6734357
KRUKOWSKI, JULIAN THEODORECCO3070439
MITCHELL, JULIE ERINCAO3128001
TARTAN FARM CORP.MEMBER

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERKSHIRE GLOBAL ADVISORS LP

CRD#: 124180London, SW1Y 4BP

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