Albert T. Decaprio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Thomas Decaprio, who also goes by Albert Decaprio, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2014. Albert had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2017 - April 22, 2019
MSA SECURITIES, LLC
August 18, 2016 - October 23, 2017
SAGE PARTNERS SECURITIES, LLC
October 17, 2014 - July 7, 2016
DELOITTE CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
MSA SECURITIES, LLC
CRD#: 150557 / SEC#: , 8-68267
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FILLO, CHRISTOPHER MARK | MANAGING MEMBER, CCO, EXEC. REP., AML SUPER. | |
| MISTY MOUNTAIN HOP AGGREGATOR TRUST | MEMBER | |
| POTTS, JAMES BERTRUM | FINOP, CFO | 6411792 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
