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Ryo Saotome

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CRD#: 6229138
RS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryo Saotome, who also goes by Ryo Saotome, was a registered financial professional .

Ryo is a previously registered financial professional and started their career in finance in 2013. Ryo had worked at 3 firms and has passed the SIE and Series 56 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryo Saotome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 15, 2024 - March 17, 2026

SUSQUEHANNA INVESTMENT GROUP

BD
CRD#: 33875
Chicago, IL
Past

February 13, 2020 - August 5, 2021

SUSQUEHANNA INVESTMENT GROUP

BD
CRD#: 33875
BALA CYNWYD, PA
Past

February 13, 2020 - March 17, 2026

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
Chicago, IL
Past

August 1, 2013 - October 24, 2017

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 56
Date: 7/31/2013
Proprietary Trader Qualification Examination

Current Firm

SI
SUSQUEHANNA INVESTMENT GROUP
SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875 / SEC#: , 8-37520

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-2600
Established
Pennsylvania since 05/01/1987
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUSQUEHANNA INTERNATIONAL GROUP LLPGENERAL PARTNER
BODEL, INCGENERAL PARTNER
DAMATO, DANIELFINANCIAL AND OPERATIONS PRINCIPAL7430998
MCENTEE, ROBERT FRANCIS JR.CHIEF COMPLIANCE OFFICER4722705
SIMPSON, MICHAEL ROBERTPOO7521292
WORLEY, SPENCER DOUGLASHEAD TRADER5879867

Disclosures

Regulatory Event42

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875

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