Beverley A. Hope
Professional summary
Beverley Anne Hope, who also goes by Beverley Anne Reader, is a registered financial professional currently at APEX CLEARING CORPORATION located in Austin, Texas.
Beverley is registered as a RR (Registered Representative) and started their career in finance in 2013. Beverley has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7TO, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Beverley Anne Hope's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2024 - Present
APEX CLEARING CORPORATION
Office #1: 2010 E. 6th St., Austin, TX 78702July 5, 2022 - February 2, 2023
KESTRA INVESTMENT SERVICES, LLC
March 14, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 11, 2016 - March 9, 2018
SCOTTRADE, INC.
June 6, 2014 - May 31, 2016
OPTIONSXPRESS, INC.
October 15, 2013 - June 4, 2014
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/30/2024
Operations Professional ExaminationSeries 7TO
Date: 7/1/2022
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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