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JY

Joel D. Yaeger

COMPOUND WEALTH, ADVISORY AND TAX
MADISON, WI 53717
Some features on this profile are disabled
CRD#: 6229026
JY

Professional summary

Joel Dean Yaeger is a registered financial advisor currently at COMPOUND WEALTH, ADVISORY AND TAX LLC located in Madison, Wisconsin.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Joel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Dean Yaeger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

COMPOUND WEALTH, ADVISORY AND TAX LLC

Office #1: 525 Junction Rd Suite 6500, Madison, WI 53717
RIA
CRD#: 337358
MADISON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(7/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/2025
Uniform Investment Adviser Law Examination

Current Firm

CW
COMPOUND WEALTH, ADVISORY AND TAX LLC
COMPOUND WEALTH, ADVISORY AND TAX LLC

CRD#: 337358 / SEC#:

Texas
Registered Investment Advisory firm - (12/5/2025 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (7/28/2025 Approved)
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Contact information

Main Address
525 Junction Rd Suite 6500, Madison, WI 53717
Mailing Address
Phone number
(608) 999-2214
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts176
AUM (Assets Under Management)$ 42,816,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND WEALTH, ADVISORY AND TAX LLC

CRD#: 337358Madison, WI 53717

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