AG
Alex P. Gehring
THRIVENT INVESTMENT MANAGEMENT
Atchison, KS 66002
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CRD#: 6228767
AG
Professional summary
Alex Preston Gehring is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Atchison, Kansas.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alex has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner of property. NATURE: Short term rental property for folks to book via airbnb and vrbo. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2021 ADDRESS: 25 Sailing Way, Palmer Lake CO 80133, United States DESCRIPTION: No day to day duties. Management company maintains property. GEHRING CAPITAL, LLC POSITION: 50% Co-Owner with spouse NATURE: Commercial real estate rental units comprising of 4 spaces. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2024 ADDRESS: 1107 Pacific Ave, Atchison KS 66002, United States DESCRIPTION: Management of property, collecting monthly rents, coordinating with repair men. FULLER CENTER FOR HOUSING OF ATCHISON POSITION: President NATURE: Help provide affordable housing for the Atchison Area community INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/10/2020 ADDRESS: PO Box 72, Atchison KS 66002, United States DESCRIPTION: To lead monthly board meetings and develop future strategies for our affiliate.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Preston Gehring's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alex Preston Gehring's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 816 Skyway Highway, Atchison, KS 66002RIA
BD
CRD#: 18387
Atchison, KS
Current
September 17, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 816 Skyway Highway, Atchison, KS 66002RIA
BD
CRD#: 18387
Atchison, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/21/2024)
RR
Florida(7/16/2025)
RR
Idaho(7/14/2025)
RR
Kansas(11/20/2013)
IAR
Kansas(3/22/2017)
RR
Missouri(1/23/2014)
RR
Nebraska(5/6/2021)
RR
Oklahoma(9/29/2022)
IAR
Oklahoma(10/5/2022)
RR
South Dakota(3/8/2022)
RR
Texas(5/15/2020)
IAR
Texas(5/15/2020)
RR
Washington(9/15/2023)
RR
Wisconsin(10/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Atchison, KS 66002TRUST BUT VERIFY
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