Joseph R. Carpenito

MATERETSKY FINANCIAL GROUP

Boynton Beach, FL 33426

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CRD#: 6228129

Professional summary

Joseph Rocco Carpenito is a registered financial advisor currently at MATERETSKY FINANCIAL GROUP located in Boynton Beach, Florida and PRIVATE CLIENT SERVICES, LLC located in Boynton Beach, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MATERETSKY FINANCIAL GROUP. 2240 WOOLBRIGHT ROAD, STE 354, BOYNTON BEACH, FL 33426. RIA. FINANCIAL ADVISOR. 180 HOURS/MO; 150 DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT 3) MFG TAX PREPERATION. NOT INVESTMENT-RELATED. 2240 WOOLBRIGHT RD, STE 350, BOYNTON BEACH, FL 33426. INCOME TAX RETURN PREPERATION. OWNER/TAX PREPARER. STARTED 09/2023. 10 HRS/MO; 10 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rocco Carpenito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2022 - Present

MATERETSKY FINANCIAL GROUP

Office #1: 2240 Woolbright Road Suite 354, Boynton Beach, FL 33426Office #2: 1451 W. Cypress Creek Rd Ste. 300, Fort Lauderdale, FL 33309

RIA

CRD#: 292353

Boynton Beach, FL

Current

July 1, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2240 Woolbright Rd Suite 354, Boynton Beach, FL 33426

RIA

CRD#: 120222

Boynton Beach, FL

Past

November 7, 2013 - July 29, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BOCA RATON, FL

Past

September 5, 2013 - July 29, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATERETSKY FINANCIAL GROUP

MATERETSKY FINANCIAL GROUP | MATERETSKY FINANCIAL GROUP, INC.

CRD#: 292353 / SEC#: 801-112829

RIA

Registered Investment Advisory firm - (4/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(7/1/2022)

IAR

Florida
(7/15/2022)

Florida
(7/28/2022)

Georgia
(7/1/2022)

New York
(7/1/2022)

North Carolina
(7/1/2022)

Pennsylvania
(7/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MATERETSKY FINANCIAL GROUP

MATERETSKY FINANCIAL GROUP | MATERETSKY FINANCIAL GROUP, INC.

CRD#: 292353 / SEC#: 801-112829

RIA

Registered Investment Advisory firm - (4/13/2018 Approved)

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Contact information

Main Address

2240 Woolbright Road Suite 354, Boynton Beach, FL 33426

Mailing Address

Phone number

(561) 735-9227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATERETSKY FINANCIAL GROUP, INC. WRAP FEE PROGRAM BROCHURE (7/15/2025)

MATERETSKY FORM ADV PART 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts	769
AUM (Assets Under Management)	$ 622,654,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph R. Carpenito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rocco Carpenito's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MATERETSKY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2013

FINRA

Current Firm

MATERETSKY FINANCIAL GROUP

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATERETSKY FINANCIAL GROUP

TRUST BUT VERIFY

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