Joseph M. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Morton Davis, who also goes by Joseph Morton Davidowitz, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1961. Joseph had worked at 6 firms and has passed the Series 79TO, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2010 - August 11, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
December 27, 1991 - May 30, 2008
D.H. BLAIR INVESTMENT BANKING CORP.
October 24, 1978 - August 26, 1986
BROADCHILD SECURITIES CORP.
December 8, 1967 - May 23, 1975
D. H. BLAIR SECURITIES CORPORATION
June 11, 1963 - March 13, 1975
D. H. BLAIR & COMPANY
October 5, 1961 - May 26, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/19/1959
Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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