Matthew R. Mcbroom
Professional summary
Matthew Robert Mcbroom, CFP®, who also goes by Matt Robert Mcbroom, is a registered financial advisor currently at AARON WEALTH ADVISORS located in Chicago, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Robert Mcbroom's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
September 19, 2023 - Present
AARON WEALTH ADVISORS
Office #1: 515 N. State St. Suite 1770, Chicago, IL 60654Office #2: 275 Veterans Way Suite 110, Carmel, IN 46032December 9, 2019 - August 31, 2023
SBC WEALTH MANAGEMENT
November 4, 2016 - December 10, 2019
UBS FINANCIAL SERVICES INC.
November 4, 2016 - December 10, 2019
UBS FINANCIAL SERVICES INC.
September 27, 2013 - November 24, 2015
MORGAN STANLEY
August 29, 2013 - November 24, 2015
MORGAN STANLEY
Primary Firm SEC Registration
AARON WEALTH ADVISORS
CRD#: 298079 / SEC#: 801-113938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2023)
(9/19/2023)
Exams
Current Firm
AARON WEALTH ADVISORS
CRD#: 298079 / SEC#: 801-113938
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,341 |
| AUM (Assets Under Management) | $ 2,607,024,926 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 |
Red Flags
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