William H. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Handley Welch, who also goes by William Handley Welch II, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2013. William had worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - December 1, 2019
YOUNG AMERICA CAPITAL, LLC
August 1, 2013 - July 29, 2015
AON SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 11/9/2018
Limited Representative-Private Securities OfferingsCurrent Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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