Christopher John Ricketts
Professional Summary
Christopher John Ricketts, who also goes by Chris Ricketts, Christopher Ricketts, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Denver, Colorado and OSAIC WEALTH, INC. located in Leadville, Colorado. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Ricketts, Christopher Ricketts
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
Contact Information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064Phone Number
(310) 475-5854# of Employees
111SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
18,868AUM (Assets Under Management)
$6,426,161,220Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
State Registrations and Notice Filings
(8/23/2024)
(9/1/2023)
(5/19/2025)
(10/7/2026)
(10/20/2025)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(5/15/2026)
(9/1/2023)
(9/1/2023)
(9/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Ricketts's CRS (Customer Relationship Summary).
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