Carli Renee Smith
CFP®Professional Summary
Carli Renee Smith, CFP®, who also goes by Carli Renee Hutton, is a registered financial advisor currently at BURKHOLDER WEALTH MANAGEMENT located in Austin, Texas. Carli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carli has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Tax Planning
- Investment Planning
- Estate Planning
- Divorce Planning
- Comprehensive Financial Planning
Other Aliases
Carli Renee Hutton
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BURK HOLDINGS LLC | SIGNAL WEALTH ADVISORS | REVIVE WEALTH MANAGEMENT | BURKHOLDER WEALTH MANAGEMENT
Contact Information
Main Address
5014 E 101st Street Suite 200, Tulsa, OK 74137Phone Number
(918) 727-7100# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
920AUM (Assets Under Management)
$379,869,603Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BURK HOLDINGS LLC | SIGNAL WEALTH ADVISORS | REVIVE WEALTH MANAGEMENT | BURKHOLDER WEALTH MANAGEMENT
State Registrations and Notice Filings
(3/1/2024)
(3/1/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Carli Renee Smith's CRS (Customer Relationship Summary).
Services Offered by Carli
- Retirement Planning
- Tax Planning
- Investment Planning
- Estate Planning
- Divorce Planning
- Comprehensive Financial Planning
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