Carli R. Smith

BURKHOLDER WEALTH MANAGEMENT

Austin, TX 78746

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CRD#: 6227715

Professional summary

Carli Renee Smith, CFP®, who also goes by Carli Renee Hutton, is a registered financial advisor currently at BURKHOLDER WEALTH MANAGEMENT located in Austin, Texas.

Carli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carli has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Investment Planning

Estate Planning

Divorce Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Carli Renee Hutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carli Renee Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

March 1, 2024 - Present

BURKHOLDER WEALTH MANAGEMENT

Office #1: 3103 Bee Caves Rd Suite 201, Austin, TX 78746

RIA

CRD#: 305300

Austin, TX

Past

May 30, 2018 - March 5, 2024

ML&R WEALTH MANAGEMENT LLC

RIA

CRD#: 109359

AUSTIN, TX

Past

October 14, 2014 - March 9, 2017

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

November 12, 2013 - March 9, 2017

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURKHOLDER WEALTH MANAGEMENT

BURK HOLDINGS LLC | SIGNAL WEALTH ADVISORS | REVIVE WEALTH MANAGEMENT | BURKHOLDER WEALTH MANAGEMENT

CRD#: 305300 / SEC#: 801-128555

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (10/2/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(3/1/2024)

IAR

Texas
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2013

General Securities Representative Examination

Current Firm

BURKHOLDER WEALTH MANAGEMENT

BURK HOLDINGS LLC | SIGNAL WEALTH ADVISORS | REVIVE WEALTH MANAGEMENT | BURKHOLDER WEALTH MANAGEMENT

CRD#: 305300 / SEC#: 801-128555

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (10/2/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2023 Terminated)

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Contact information

Main Address

5014 E 101st Street Suite 200, Tulsa, OK 74137

Mailing Address

Phone number

(918) 727-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURK HOLDINGS LLC ADV 2A BROCHURE (6/5/2025)

Regulatory assets under management

Total Number of Accounts	718
AUM (Assets Under Management)	$ 255,129,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Carli R. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carli Renee Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

ML&R WEALTH MANAGEMENT LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

Primary Firm SEC Registration

BURKHOLDER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2014

SIE

Date: 3/9/2017

Series 7

Date: 11/11/2013

Current Firm

BURKHOLDER WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURKHOLDER WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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