CS
Cole Schieferle
CWS ASSET MANAGEMENT
Visalia, CA
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CRD#: 6227645
CS
Professional summary
Cole Schieferle is a registered financial advisor currently at CWS ASSET MANAGEMENT located in Visalia, California.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Cole has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cole Schieferle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2013 - Present
CWS ASSET MANAGEMENT
RIA
CRD#: 168521
Visalia, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/10/2013)
Current Firm
CA
CWS ASSET MANAGEMENT
CWS ASSET MANAGEMENT | SCHIEFERLE, COLE
CRD#: 168521 / SEC#:
California
Registered Investment Advisory firm - (9/10/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Visalia, CA
Mailing Address
Phone number
(559) 936-7328
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 3,891,007 |
Red Flags
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