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Shelby Mcguire

Shelby Mcguire

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CRD#: 6227512
Shelby Mcguire

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shelby Mcguire, who also goes by Shelby Anne Mcguire, was a registered financial professional .

Shelby is a previously registered financial professional and started their career in finance in 2013. Shelby had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.

Biography

As a financial consultant with over 12 years of experience in the banking and finance industry, I have a passion for helping client's bring their visions to life. Like a house, you shouldn't build or protect your wealth without a blue print. With my experience and Fidelity's tools, we will build and implement a personalized blue print to help give you the confidence you and your family deserve in your financial future.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shelby Anne Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Oregon State University

Bachelor of Arts (BA) - Sociology

2022

Experience

Past

March 31, 2025 - March 28, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
DENVER, CO
Past

August 31, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DENVER, CO
Past

August 26, 2022 - March 28, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DENVER, CO
Past

September 13, 2019 - May 4, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LITTLETON, CO
Past

September 9, 2019 - May 4, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LITTLETON, CO
Past

February 14, 2019 - July 26, 2019

WAMBOLT & ASSOCIATES, LLC

RIA
CRD#: 153454
LITTLETON, CO
Past

February 14, 2019 - July 26, 2019

CENTRIC INVESTMENT GROUP INC

RIA
CRD#: 114066
LITTLETON, CO
Past

November 26, 2013 - February 14, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SPRINGFIELD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2021
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/14/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/13/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/25/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial Consultant ICRD#: 104555

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Contact information

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