AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JD

Jesse L. Della Penna

PARAMAX SECURITIES
Williamsville, NY 14221
Some features on this profile are disabled
CRD#: 6227389
JD

Professional summary

Jesse Lennon Della Penna is a registered financial professional currently at PARAMAX SECURITIES, LLC located in Williamsville, New York.

Jesse is registered as a RR (Registered Representative) and started their career in finance in 2017. Jesse has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 87, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jesse Lennon Della Penna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 6, 2021 - Present

PARAMAX SECURITIES, LLC

Office #1: 333 International Drive Suite A, Williamsville, NY 14221
BD
CRD#: 147374
Williamsville, NY
Past

June 1, 2017 - May 17, 2018

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Getzville, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/27/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/1/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 12/6/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/15/2017
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 4/5/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/13/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PARAMAX SECURITIES, LLC
PARAMAX SECURITIES, LLC

CRD#: 147374 / SEC#: , 8-67902

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
333 International Drive Suite A, Williamsville, NY 14221
Mailing Address
333 International Drive Suite A, Williamsville, NY 14221
Phone number
(716) 626-1200
Established
New York since 05/14/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARAMAX CORPORATIONMEMBER/OWNER
D'ALBA, RUSSELL JDESIGNATED PRINCIPAL/CCO/MEMBER4650836
MINNECI, TIMOTHY CHARLESREGISTERED PRINCIPAL5536348
SCHAPS, MICHAEL ROBERTFINOP/CHIEF FINANCIAL OFFICER/PFO/POO1892138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARAMAX SECURITIES, LLC

CRD#: 147374Williamsville, NY 14221

TRUST BUT VERIFY

Monitor Jesse Della Penna

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael C Gimlin Jr.
Michael GimlinAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Williamsville, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics