CN
Christopher D. Nix
LEAVELL INVESTMENT MANAGEMENT
Mobile, AL 36602
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CRD#: 6227276
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Professional summary
Christopher Dalton Nix, CIMA®, who also goes by Dalton Nix, is a registered financial advisor currently at LEAVELL INVESTMENT MANAGEMENT, INC. located in Mobile, Alabama.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christopher has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dalton Nix
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SOLE PROPRIETOR OF DALTON NIX, 4810 Ravine Court, Mobile, AL 36608, NON INVESTMENT RELATED, COMPENSATION VARIES, 1099, NATURE OF BUSINESS VIDEO PRODUCTIONS, STARTED 10/1/2013, APPROXIMATELY 20HRS/MONTH, DUTIES INCLUDE VIDEO CAPTURE AND PRODUCTION.
(2) DAMOJO, LLC, MOBILE, ALABAMA, CASH FLOW FROM RENTAL INCOME (AMOUNT UNDETERMINED), REAL ESTATE RENTAL (RESIDENTIAL-1 PROPERTY). STARTED 7/28/14, 1/3 PARTNER WITH 2 BROTHERS, NO TITLES AMONGST PARTNERS, 10 HRS/MONTH AFTER TRADING HOURS, ADMINISTRATION.
(3) LDO, LLC; NOT INVESTMENT RELATED; 4181 BRUNSWICK COURT SE, SMYRNA, GA 30080; VIDEOGRAPHY; MEMBER; 11/10/2015; 7 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; VIDEO RECORDING AND EDITING.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Dalton Nix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 18, 2016 - Present
LEAVELL INVESTMENT MANAGEMENT, INC.
Office #1: 210 Saint Joseph Street, Mobile, AL 36602RIA
CRD#: 107890
Mobile, AL
Past
August 8, 2013 - May 9, 2016
MENSURA SECURITIES, LLC
BD
CRD#: 150064
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LEAVELL INVESTMENT MANAGEMENT, INC.
LEAVELL INVESTMENT MANAGEMENT, INC. | T.LEAVELL & ASSOCIATES, INC | LEAVELL INVESTMENTS
CRD#: 107890 / SEC#: 801-14752
RIA
Registered Investment Advisory firm - (7/23/1979 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/18/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LI
LEAVELL INVESTMENT MANAGEMENT, INC.
LEAVELL INVESTMENT MANAGEMENT, INC. | T.LEAVELL & ASSOCIATES, INC | LEAVELL INVESTMENTS
CRD#: 107890 / SEC#: 801-14752
RIA
Registered Investment Advisory firm - (7/23/1979 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210 Saint Joseph Street, Mobile, AL 36602
Mailing Address
210 Saint Joseph Street, Mobile, AL 36602
Phone number
(251) 433-3709
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,847 |
| AUM (Assets Under Management) | $ 2,967,145,153 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/29/2025 | ||
| 10/25/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEAVELL INVESTMENT MANAGEMENT, INC.
CRD#: 107890Mobile, AL 36602TRUST BUT VERIFY
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