Neil A. Nowitzke

ARBOR FINANCIAL

Ann Arbor, MI 48104

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CRD#: 6226808

Professional summary

Neil Anthony Nowitzke, who also goes by Neil Nowitzke, Neil A Nowitzke, is a registered financial advisor currently at ARBOR FINANCIAL located in Ann Arbor, Michigan.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Neil has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neil Nowitzke | Neil A Nowitzke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tax Preparation, Wolverine Tax and Financial, LLC; as of 09/13/2022; 95% of time spent during business hours; Conducted at branch; Not investment related. 2. Tax Preparation, Wolverine Tax, LLC; as of 09/13/2022; 95% of time spent during business hours; Conducted at branch; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Anthony Nowitzke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

ARBOR FINANCIAL

Office #1: 116 E. Washington St. Suite 210, Ann Arbor, MI 48104

RIA

CRD#: 281317

Ann Arbor, MI

Past

October 26, 2023 - August 7, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Ann Arbor, MI

Past

February 20, 2023 - November 3, 2023

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Ann Arbor, MI

Past

February 10, 2016 - August 19, 2022

HANTZ FINANCIAL SERVICES, INC.

RIA

CRD#: 46047

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARBOR FINANCIAL

ARBOR FINANCIAL | ARBOR FINANCIAL PLANNING LLC

CRD#: 281317 / SEC#: 801-130609

RIA

Registered Investment Advisory firm - (7/3/2024 Approved)

Michigan

Registered Investment Advisory firm - (8/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2016

Uniform Investment Adviser Law Examination

Current Firm

ARBOR FINANCIAL

ARBOR FINANCIAL | ARBOR FINANCIAL PLANNING LLC

CRD#: 281317 / SEC#: 801-130609

RIA

Registered Investment Advisory firm - (7/3/2024 Approved)

Michigan

Registered Investment Advisory firm - (8/6/2024 Terminated)

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Contact information

Main Address

116 E. Washington St. Suite 210, Ann Arbor, MI 48104

Mailing Address

Phone number

(734) 761-6626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARBOR FINANCIAL ADV PART 2A ANNUAL AMENDMENT 02.10.25 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	512
AUM (Assets Under Management)	$ 175,184,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil A. Nowitzke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Anthony Nowitzke's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR FINANCIAL

COMMONWEALTH FINANCIAL NETWORK

AVANTAX ADVISORY SERVICES

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ARBOR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2016

Current Firm

ARBOR FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARBOR FINANCIAL

TRUST BUT VERIFY

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