Adam L. Tafoya

EDUCATED WALLET LLC

Albuquerque, NM 87106

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CRD#: 6226541

Professional summary

Adam Lee Tafoya, who also goes by Adam Tafoya, is a registered financial advisor currently at EDUCATED WALLET LLC located in Albuquerque, New Mexico.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Adam has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Tafoya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Lee Tafoya's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2022 - Present

EDUCATED WALLET LLC

Office #1: 122 Tulane Dr. Se Ste 11, Albuquerque, NM 87106

RIA

CRD#: 322021

Albuquerque, NM

Past

May 18, 2020 - August 19, 2022

KINETIC INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 283034

Albuquerque, NM

Past

November 28, 2018 - September 30, 2019

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

ALBUQUERQUE, NM

Past

June 13, 2018 - September 30, 2019

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

Albuquerque, NM

Past

April 16, 2014 - May 10, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(9/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/16/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EDUCATED WALLET LLC

CRD#: 322021 / SEC#:

New Mexico

Registered Investment Advisory firm - (9/9/2022 Approved)

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Contact information

Main Address

122 Tulane Dr. Se Ste 11, Albuquerque, NM 87106

Mailing Address

Phone number

(505) 514-9310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 13,828,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam L. Tafoya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Lee Tafoya's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDUCATED WALLET LLC

KINETIC INVESTMENT MANAGEMENT, INC.

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2018

Series 63

Date: 4/30/2014

SIE

Date: 10/1/2018

Series 6

Date: 4/16/2014

Current Firm

EDUCATED WALLET LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EDUCATED WALLET LLC

TRUST BUT VERIFY

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