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SG

Stephanie Granato

KEMA PARTNERS
Mill Valley, CA 94941
CRD#: 6226306
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SG
Stephanie GranatoKEMA PARTNERS

Professional summary


Stephanie Granato is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2013. Stephanie has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stephanie Granato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 15, 2021 - Present

KEMA PARTNERS LLC

Office #1: 309 Laverne Ave., Mill Valley, CA 94941
BD
CRD#: 143752
Mill Valley, CA
Past

October 8, 2020 - December 6, 2021

GT SECURITIES, INC.

BD
CRD#: 116012
Los Angeles, CA
Past

March 21, 2017 - October 31, 2018

CABRILLO BROKER, L.L.C

BD
CRD#: 142185
ENCINO, CA
Past

September 4, 2013 - December 20, 2016

FALLBROOK CAPITAL SECURITIES CORP.

BD
CRD#: 101180
CALABASAS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/15/2021)
RR
New York
(10/15/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/11/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KP
KEMA PARTNERS LLC
360 ADVISORY GROUP | WESTCAPE ADVISORS | VARANDUS PARTNERS | KEMA PARTNERS LLC | INVERNESS ADVISORS | ESW ADVISORS | ESC ADVISORS | ELECTA CAPITAL PARTNERS | CAPITALAXON | BROADLEAF CAPITAL

CRD#: 143752 / SEC#: , 8-67600

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
309 Laverne Ave., Mill Valley, CA 94941
Mailing Address
309 Laverne Ave., Mill Valley, CA 94941
Phone number
(415) 383-4743
Established
California since 11/16/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CANN, HOWARD WHEELER IIIMANAGING PARTNER, CFO, FINOP
CANN, PETER TAYLORMANAGING PARTNER, CHIEF COMPLIANCE OFFICER4543062
CANN, MICHAEL GRANTPARTNER

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEMA PARTNERS LLC

CRD#: 143752Mill Valley, CA 94941

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