Emily C. Harding

DIVIDEND ASSETS CAPITAL

Ridgeland, SC 29936-8126

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CRD#: 6226297

Professional summary

Emily Cales Harding, who also goes by Emily Sue Cales, is a registered financial advisor currently at DIVIDEND ASSETS CAPITAL, LLC located in Ridgeland, South Carolina.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Emily has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Sue Cales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*418394 - Power of Attorney; Investment related Yes; Douglas, GA; Jan 2022; During business hours: 0; After business hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Cales Harding's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

DIVIDEND ASSETS CAPITAL, LLC

Office #1: 58 Riverwalk Blvd., Ridgeland, SC 29936-8126

RIA

CRD#: 129973

Ridgeland, SC

Past

November 4, 2019 - September 25, 2023

MORGAN STANLEY

RIA

CRD#: 149777

HILTON HEAD, SC

Past

November 2, 2019 - September 25, 2023

MORGAN STANLEY

CRD#: 149777

HILTON HEAD, SC

Past

September 4, 2018 - July 9, 2019

KALOS MANAGEMENT

RIA

CRD#: 133025

Lawrenceville, GA

Past

March 8, 2018 - July 9, 2019

KALOS CAPITAL, INC.

CRD#: 44337

LAWRENCEVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2018

General Securities Representative Examination

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

58 Riverwalk Blvd., Ridgeland, SC 29936-8126

Mailing Address

Phone number

(843) 645-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 620,050,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily C. Harding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Cales Harding's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

KALOS MANAGEMENT

KALOS CAPITAL, INC.

Primary Firm SEC Registration

DIVIDEND ASSETS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2018

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVIDEND ASSETS CAPITAL, LLC

TRUST BUT VERIFY

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