LP
Lance M. Pearce
AMERITY WEALTH MANAGEMENT
Winter Haven, FL 33881
Some features on this profile are disabled
CRD#: 6226270
LP
Professional summary
Lance Michael Pearce, who also goes by Lance Michael Pearce, is a registered financial advisor currently at AMERITY WEALTH MANAGEMENT, LLC located in Winter Haven, Florida.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lance has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lance Michael Pearce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Retirement Resources of Central Florida (RRCF) - Instructor; Investment Related;RRCF offers classed for Financial Education; Started 3/1/2022; Approximately 12 hours per month an approximately 0 hours per month during trading hours are spent on this OBA; Lance teaches Financial Education Classes.
CRS (Client Relationship Summary) - RIA
Click below to view Lance Michael Pearce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2023 - Present
AMERITY WEALTH MANAGEMENT, LLC
Office #1: 301 Third Street Nw, Suite 218, Winter Haven, FL 33881Office #2: 4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813RIA
CRD#: 322265
Winter Haven, FL
Past
September 2, 2020 - December 31, 2023
PEARCE FINANCIAL
RIA
CRD#: 133496
WINTER HAVEN, FL
Past
August 1, 2014 - September 15, 2015
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Tampa, FL
Past
August 26, 2013 - June 30, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMERITY WEALTH MANAGEMENT, LLC
ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US
CRD#: 322265 / SEC#: 801-127745
RIA
Registered Investment Advisory firm - (8/15/2023 Approved)Florida
Registered Investment Advisory firm - (10/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)North Carolina
Registered Investment Advisory firm - (10/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (10/25/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AMERITY WEALTH MANAGEMENT, LLC
ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US
CRD#: 322265 / SEC#: 801-127745
RIA
Registered Investment Advisory firm - (8/15/2023 Approved)Florida
Registered Investment Advisory firm - (10/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)North Carolina
Registered Investment Advisory firm - (10/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (10/25/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813
Mailing Address
Phone number
(863) 683-1750
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,138 |
| AUM (Assets Under Management) | $ 277,340,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
