Nathan G. Brickley

BRICKLEY WEALTH MANAGEMENT

San Francisco, CA

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CRD#: 6225833

Professional summary

Nathan George Brickley is a registered financial advisor currently at BRICKLEY WEALTH MANAGEMENT located in San Francisco, California.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nathan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/11/2015: Brickley & Company CPA Inc. - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 30% Time Spent - CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan George Brickley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2017 - Present

BRICKLEY WEALTH MANAGEMENT

RIA

CRD#: 287487

San Francisco, CA

Past

June 13, 2016 - June 13, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN MATEO, CA

Past

February 16, 2015 - June 13, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRICKLEY WEALTH MANAGEMENT

BRICKLEY WEALTH MANAGEMENT | BRICKLEY WEALTH MANAGEMENT, LLC

CRD#: 287487 / SEC#: 801-110453

RIA

Registered Investment Advisory firm - (5/2/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/18/2017)

IAR

Oregon
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2015

General Securities Representative Examination

Current Firm

BRICKLEY WEALTH MANAGEMENT

BRICKLEY WEALTH MANAGEMENT | BRICKLEY WEALTH MANAGEMENT, LLC

CRD#: 287487 / SEC#: 801-110453

RIA

Registered Investment Advisory firm - (5/2/2017 Approved)

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Contact information

Main Address

161 W 25th Avenue Suite 204, San Mateo, CA 94403-2266

Mailing Address

161 W 25th Avenue Suite 204, San Mateo, CA 94403-2266

Phone number

(650) 638-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 B (7/29/2025)

ADV PART 2A - FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 824,282,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan G. Brickley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan George Brickley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRICKLEY WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

BRICKLEY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2016

SIE

Date: 6/13/2017

Series 7

Date: 2/15/2015

Current Firm

BRICKLEY WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRICKLEY WEALTH MANAGEMENT

TRUST BUT VERIFY

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