JH
John T. Hickey
UBEQUITY WEALTH MANAGEMENT
ROUND ROCK, TX
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CRD#: 6225787
JH
Professional summary
John Thomas Hickey is a registered financial advisor currently at UBEQUITY WEALTH MANAGEMENT, LLC located in Round Rock, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Hickey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2025 - Present
UBEQUITY WEALTH MANAGEMENT, LLC
RIA
CRD#: 311577
ROUND ROCK, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/16/2025)
IAR
Texas(5/16/2025)
Exams
Current Firm
UBEQUITY WEALTH MANAGEMENT, LLC
UBEQUITY WEALTH MANAGEMENT, LLC
CRD#: 311577 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (2/23/2021 Approved)Texas
Registered Investment Advisory firm - (1/15/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Round Rock, TX
Mailing Address
Phone number
(512) 600-6088
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 36,099,058 |
Red Flags
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