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Tyler J. Mcewan

Some features on this profile are disabled
CRD#: 6225780
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tyler James Mcewan was a registered financial professional .

Tyler is a previously registered financial professional and started their career in finance in 2016. Tyler had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 30, 2021 - October 11, 2023

SIGULER GUFF GLOBAL MARKETS, LLC

BD
CRD#: 159534
NEW YORK, NY
Past

September 18, 2019 - April 23, 2021

CAPITAL DYNAMICS BROKER DEALER LLC

BD
CRD#: 148780
NEW YORK, NY
Past

March 1, 2016 - September 5, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/2/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2016
General Securities Representative Examination

Current Firm

SG
SIGULER GUFF GLOBAL MARKETS, LLC
SIGULER GUFF GLOBAL MARKETS, LLC

CRD#: 159534 / SEC#: , 8-68996

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Park Avenue 14th Floor, New York, NY, 10166
Mailing Address
200 Park Avenue 14th Floor, New York, NY, 10166
Phone number
(212) 332-5100
Established
Delaware since 04/14/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIGULER GUFF & COMPANY, LPOWNER
BURNS, KENNETH JAMESCEO1637365
KRIEWALD, JESSICAFINOP7052634
PHILLIPS, MARCELO ALANCHIEF COMPLIANCE OFFICER5634707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGULER GUFF GLOBAL MARKETS, LLC

CRD#: 159534

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