DP
David S. Palkovitz
APOLLON WEALTH MANAGEMENT
AUGUSTA, GA 30909
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CRD#: 6225465
DP
Professional summary
David Samuel Palkovitz, CFP® is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Augusta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Columbia Jewish Federation; Not Investment Related; Umbrella organization for Columbia Jewish Community. Gathers resources via fundraising and allocates resources to various Jewish organizations in Columbia as well as international efforts to help Jews in need; Was a secretary pending approval to become Treasurer; 12/19/2017; 5 hrs/month; 1 hr/day; Serve on executive committee, responsible for maintaining up to date financial records for the organization, serve on finance committee and guide allocation committee on available resources. Will not have check signing ability.
2) The Contemporaries of the Columbia Museum of Art; Contemporaries acts as the young professional arm of the leadership of the Columbia Museum of Art. Our role is to influence the activities of the museum and help raise funds to acquire contemporary works for the museum; 1515 Main Street, Columbia, SC 29201; start date 4/18/2019; board member, sponsorship committee member; help board research and approach artists for art acquisition for the museum, help fundraise youth art programs and art acquisition projects; 4 hr/month; 0.10 hr/day; not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view David Samuel Palkovitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 28, 2020 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 3633 Wheeler Road Suite 230, Augusta, GA 30909RIA
CRD#: 291902
AUGUSTA, GA
Past
May 27, 2015 - February 6, 2020
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
COLUMBIA, SC
Past
May 27, 2015 - February 6, 2020
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
COLUMBIA, SC
Past
October 24, 2014 - May 26, 2015
JHS CAPITAL ADVISORS, LLC
RIA
CRD#: 112097
COLUMBIA, SC
Past
October 13, 2014 - May 26, 2015
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
COLUMBIA, SC
Past
April 3, 2014 - October 15, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SEVEN HILLS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(3/2/2020)
IAR
South Carolina(2/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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