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CF

Christopher H. Faux

CAYMUS SECURITIES LLC
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 6225127
CF

Professional summary

Christopher Herbert Faux is a registered financial professional currently at CAYMUS SECURITIES LLC located in Atlanta, Georgia.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Herbert Faux's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2022 - Present

CAYMUS SECURITIES LLC

Office #1: 2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
BD
CRD#: 126183
Atlanta, GA
Past

June 1, 2015 - July 27, 2016

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/15/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/21/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/1/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAYMUS SECURITIES LLC
CAYMUS SECURITIES LLC

CRD#: 126183 / SEC#: , 8-65862

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
Mailing Address
2727 Paces Ferry Rd Se Building 1, Suite 1650, Atlanta, GA 30339
Phone number
(404) 995-8300
Established
Delaware since 02/07/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS EQUITY PARTNERS LLCMEMBER
FAUX, GEOFFREY LEWISDESIGNATED PRINCIPAL/CCO1555251
MAGGARD, JOHN OLIVERREGISTERED PRINCIPAL1259431
WOOD, MONICA RENEEFINOP7197645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAYMUS SECURITIES LLC

CRD#: 126183Atlanta, GA 30339

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