AC
Aaron P. Cullen
AVANTAX PLANNING PARTNERS
PLATTEVILLE, WI 53818
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CRD#: 6224930
AC
Professional summary
Aaron P Cullen is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Platteville, Wisconsin.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Aaron has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HONKAMP KRUEGER & CO PC; NON-INVESTMENT RELATED; 1 INSIGHT DRIVE, PLATTEVILLE, WI, 53818; PUBLIC ACCOUNTING FIRM; CPA-PARTNER; START DATE 01/1997; 180 HOURS PER MONTH; 180 HOURS PER MONTH DURING TRADING HOURS; PUBLIC CONSULTING AND ACCOUNTING FOR ACCOUNTING CLIENTS. 2)LAW BUILDING CO, LLP; INVESTMENT RELATED; 2345 JCK ROAD, DUBUQUE, IA 52002; REAL ESTATE RENTAL; PARTNER; START DATE 01/2009; 1 HOUR PER MONTH; 1 HOUR DURING TRADING HOURS; RENTAL OF REAL ESTATE PROPERTY. 3)HONKAMP KRUEGER FINANCIAL SERVICES, TITLE IS IAR SINCE OCT 2013. THIS IS INVESTMENT RELATED. I WORK APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS. HK FINANCIAL SERVICES POSITION: IAR & Shareholder NATURE: investment advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2014 ADDRESS: 3390 Asbury Rd, Dubuque IA 52002, United States DESCRIPTION: referring clients and attending shareholder meetings HKFS BUILDING CO, LLC POSITION: Member NATURE: real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 3390 Asbury Rd, Dubuque IA 52002, United States DESCRIPTION: commercial real estate rental FAMILY ADVOCATES, INC. POSITION: volunteer-Treasurer NATURE: domestic abuse shelter INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: W Cedar Street, Platteville WI 53818, United States DESCRIPTION: I am a volunteer member of the board of directors for this non-profit. Would be the treasurer on the board starting in late 2018 or early 2019. Would NOT have control of the checkbook. All checks required 2 signature HKP HOLDINGS, INC. POSITION: Stockholder NATURE: closely held investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2019 ADDRESS: 2345 JFK Road, Dubuque IA 52002, United States DESCRIPTION: closely held investment - no active roles
CRS (Client Relationship Summary) - RIA
Click below to view Aaron P Cullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2013 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 1 Insight Drive P.o. Box 502, Platteville, WI 53818RIA
CRD#: 106237
PLATTEVILLE, WI
Past
July 16, 2013 - October 1, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
PLATTEVILLE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(10/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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