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TS

Taida Smailhodzic

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CRD#: 6224704
TS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Taida Smailhodzic was a registered financial professional .

Taida is a previously registered financial professional and started their career in finance in 2013. Taida had worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 27, 2021 - April 13, 2023

SPC CAPITAL MARKETS LLC

BD
CRD#: 304381
Greenwich, CT
Past

October 1, 2015 - May 18, 2021

GOLDMAN SACHS & CO. LLC

RIA
CRD#: 361
NEW YORK, NY
Past

October 1, 2015 - May 18, 2021

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 2, 2014 - August 21, 2015

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA
CRD#: 158905
MIAMI, FL
Past

June 20, 2014 - August 21, 2015

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

January 30, 2014 - April 24, 2014

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
MIAMI, FL
Past

September 16, 2013 - April 24, 2014

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/29/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/11/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2013
General Securities Representative Examination

Current Firm

SC
SPC CAPITAL MARKETS LLC
SPC CAPITAL MARKETS LLC

CRD#: 304381 / SEC#: , 8-70350

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
20 Horseneck Lane First Floor, Greenwich, CT 06830
Mailing Address
20 Horseneck Lane First Floor, Greenwich, CT 06830
Phone number
(203) 862-2900
Established
Delaware since 05/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SPC CAPITAL MARKETS HOLDINGS LLCDIRECT OWNER
GREGORICH, MICHAEL DANIELPRINCIPAL2405109
MEYER, JERRY MICHAELCCO, COO, PFO & POO2601354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPC CAPITAL MARKETS LLC

CRD#: 304381

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