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Maxwell Lee Knapp Mr.

BLACKBEAR CAPITAL
RIPLEY, WV
·CRD# 6224579·13 years experience

Professional Summary

Maxwell Lee Knapp MR., who also goes by Maxwell Knapp, is a registered financial advisor currently at BLACKBEAR CAPITAL, LLC located in Ripley, West Virginia. Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Maxwell has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maxwell Knapp

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

BLACKBEAR CAPITAL, LLC·CRD# 310990
RIA
107 W Main St, Ripley, WV 25271
December 17, 2020 - Present
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
Jacksonville, FL
August 13, 2013 - July 10, 2015

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Current Firm

BC
BLACKBEAR CAPITAL, LLC

BLACKBEAR CAPITAL, LLC

CRD#: 310990
West Virginia
Registered Investment Advisory firm - West Virginia (11/12/2020 Approved)

Contact Information

Main Address

107 W Main St, Ripley, WV 25271

Phone Number

(304) 532-0056

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

181

AUM (Assets Under Management)

$37,674,724

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME: 87 Cyan Drive LLC; Not Investment-related; ADDRESS: 2004 Huber Rd, Charleston, WV 25314; POSITION: Co-Owner; START DATE: 5/2/2019; HOURS: <1 hour / month, 0 hours during trading; DUTIES: collecting rent checks --- 2. NAME: Community Fitness Center & Rehabilitation, LLC; Not Investment-related; ADDRESS:2004 Huber Rd, Charleston, WV 25314; POSITION:Co-Owner; START DATE: 8/17/2017; HOURS: ~2 hours / month, 0 hours during trading; DUTIES: Payroll --- 3. NAME: Soul Investments Group, LLC; Not Investment-Related; ADDRESS: 1159 Woodland Drive, Millwood, WV 25262; POSITION: Co-Owner; START DATE: 4/3/2018; HOURS: <1 hour / month, 0 hours during trading; DUTIES: Paying the state of WV all sales tax attributed from the sale of apparel, and apparel design --- 4. NAME: Evergreen Partners, LLC; Not Investment-related; ADDRESS: 1159 Woodland Drive, Millwood, WV 25262; POSITION: Co-Owner; START DATE: 6/1/2020; HOURS: <1 hour / month, 0 during trading; DUTIES: Coordinate repair work that is required at the property --- 5. NAME: Intellispect LLC; Not Investment-related; ADDRESS: 2004 Huber Rd., Charleston, WV 25314; POSITION: Co-Owner; START DATE: 4/3/2020; HOURS: ~3 hours / month, 0 during trading; DUTIES: runs online demos to show potential customers the software product to see if it is a fit for their business.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
West Virginia
(12/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2013About the Series 79 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Lee Knapp MR.'s CRS (Customer Relationship Summary).

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MK
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