Maxwell Lee Knapp Mr.
Professional Summary
Maxwell Lee Knapp MR., who also goes by Maxwell Knapp, is a registered financial advisor currently at BLACKBEAR CAPITAL, LLC located in Ripley, West Virginia. Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Maxwell has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maxwell Knapp
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BLACKBEAR CAPITAL, LLC
Contact Information
Main Address
107 W Main St, Ripley, WV 25271Phone Number
(304) 532-0056# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
181AUM (Assets Under Management)
$37,674,724Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/17/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2013About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Lee Knapp MR.'s CRS (Customer Relationship Summary).
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