Henrik J. Neuhaus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henrik Juhan Neuhaus, who also goes by Henrik Neuhaus, was a registered financial professional .
Henrik is a previously registered financial professional and started their career in finance in 2014. Henrik had worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - December 31, 2018
CATAMETRICS MANAGEMENT, LLC
September 4, 2014 - December 31, 2016
CATAMETRICS MANAGEMENT, LLC
May 16, 2014 - August 4, 2014
FERRELL CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CATAMETRICS MANAGEMENT, LLC
CRD#: 172584 / SEC#: 801-80244
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
