Colleen H. Hastings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colleen Halloran Hastings, who also goes by Colleen Francis Halloran, was a registered financial professional .
Colleen is a previously registered financial professional and started their career in finance in 2013. Colleen had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2018 - April 25, 2019
THE LEADERS GROUP, INC.
November 24, 2014 - September 12, 2016
JEFFERSON NATIONAL SECURITIES CORPORATION
August 26, 2013 - December 2, 2014
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
