Douglas R. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Robert Post was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2013. Douglas had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2019 - November 10, 2020
ERNST & YOUNG INVESTMENT ADVISERS LLP
October 1, 2015 - April 23, 2018
GOLDMAN SACHS WEALTH SERVICES, L.P.
February 27, 2015 - April 23, 2018
MERCER ALLIED COMPANY, L.P.
November 12, 2014 - January 5, 2015
LPL FINANCIAL LLC
August 20, 2013 - November 4, 2014
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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