Wyatt W. Guggisberg

GRATUS WEALTH STRATEGIES LLC

AUSTIN, TX 78703

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CRD#: 6224407

Professional summary

Wyatt Wolcott Guggisberg, CFP®, who also goes by Wyatt Guggisberg, is a registered financial advisor currently at GRATUS WEALTH STRATEGIES LLC located in Austin, Texas.

Wyatt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Wyatt has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wyatt Guggisberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wyatt Wolcott Guggisberg is the Manager of WGMS Investments, LLC, an investment-related business, located in Austin, Texas. Private equity deals are held within the entity. Wyatt Wolcott Guggisberg does not devote time to this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wyatt Wolcott Guggisberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 3, 2024 - Present

GRATUS WEALTH STRATEGIES LLC

Office #1: 1301 W. 5th St. Unit 438, Austin, TX 78703

RIA

CRD#: 330842

AUSTIN, TX

Past

August 11, 2023 - October 18, 2024

VERUM WEALTH ADVISORS LLC

RIA

CRD#: 290267

AUSTIN, TX

Past

March 15, 2022 - July 10, 2023

REMBRANDT FINANCIAL GROUP LLC

RIA

CRD#: 318415

AUSTIN, TX

Past

February 5, 2019 - August 12, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

February 5, 2019 - August 12, 2022

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

October 9, 2017 - December 19, 2018

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

Boston, MA

Past

August 13, 2014 - September 13, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

April 22, 2014 - September 13, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2014

General Securities Representative Examination

Current Firm

GRATUS WEALTH STRATEGIES LLC

GRATUS WEALTH STRATEGIES LLC | VERUM PATH WEALTH MANAGEMENT LLC | VERUM PATH WEALTH MANAGEMENT

CRD#: 330842 / SEC#:

Texas

Registered Investment Advisory firm - (5/3/2024 Approved)

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Contact information

Main Address

1301 W. 5th St. Unit 438, Austin, TX 78703

Mailing Address

Phone number

(619) 964-8558

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wyatt W. Guggisberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wyatt Wolcott Guggisberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRATUS WEALTH STRATEGIES LLC

VERUM WEALTH ADVISORS LLC

REMBRANDT FINANCIAL GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2014

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2014

Current Firm

GRATUS WEALTH STRATEGIES LLC

Contact information

Documents

Red Flags

Company Information

GRATUS WEALTH STRATEGIES LLC

TRUST BUT VERIFY

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