SV
Scott R. Varga
FINANCIAL NORTHEASTERN SECURITIES
FAIRFIELD, NJ 07004
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CRD#: 6224309
SV
Scott Robert VargaFINANCIAL NORTHEASTERN SECURITIES
Professional summary
Scott Robert Varga is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, LLC located in Fairfield, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2013. Scott has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Varga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2013 - Present
FINANCIAL NORTHEASTERN SECURITIES, LLC
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004BD
CRD#: 17007
FAIRFIELD, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/16/2015)
RR
Arizona(8/31/2016)
RR
Arkansas(1/15/2014)
RR
California(1/2/2014)
RR
Colorado(2/20/2025)
RR
Connecticut(3/26/2014)
RR
Delaware(1/9/2018)
RR
District of Columbia(3/17/2014)
RR
Florida(3/12/2018)
RR
Georgia(5/13/2015)
RR
Illinois(5/22/2014)
RR
Indiana(3/4/2014)
RR
Iowa(8/13/2024)
RR
Kansas(3/26/2014)
RR
Louisiana(9/10/2013)
RR
Maine(3/26/2014)
RR
Maryland(11/3/2014)
RR
Massachusetts(6/10/2014)
RR
Michigan(4/16/2015)
RR
Minnesota(6/16/2014)
RR
Mississippi(7/8/2014)
RR
Missouri(3/13/2014)
RR
Nebraska(4/16/2015)
RR
New Jersey(9/10/2013)
RR
New York(1/2/2014)
RR
North Carolina(3/12/2018)
RR
North Dakota(3/10/2025)
RR
Ohio(1/22/2014)
RR
Oklahoma(1/26/2016)
RR
Oregon(3/12/2018)
RR
Pennsylvania(1/23/2014)
RR
Rhode Island(4/16/2015)
RR
South Carolina(8/13/2024)
RR
Tennessee(8/16/2016)
RR
Texas(11/14/2014)
RR
Utah(8/12/2026)
RR
Vermont(9/29/2014)
RR
Virginia(10/27/2014)
RR
West Virginia(3/12/2018)
RR
Wisconsin(4/9/2014)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FINANCIAL NORTHEASTERN SECURITIES, LLC
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION | FINANCIAL NORTHEASTERN SECURITIES, LLC
CRD#: 17007 / SEC#: , 8-34883
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004
Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004
Phone number
(973) 882-9337
Established
New Jersey since 02/25/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
42
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | |
| KISS, SANDRALIN JOSEPHINE | EXEC VP, COO, FINOP, CCO | 1093671 |
| MILLAHN, FLORENCE A | DIRECTOR OF OPERATIONS, ROSFP | 2786661 |
| MILSTEIN, BARRY MITCHELL | EVP | 1632450 |
| MITCHELL, SCOTT ALEXANDER | CEO | 4717597 |
| ZAGE, JEFFREY P | MANAGING DIRECTOR | 1286688 |
| ZAGE, STEVEN MARTIN | MANAGING DIRECTOR | 1314965 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
