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MR

Michael W. Riley

SITUSAMC RISK ADVISORS
Denver, CO 80202
Some features on this profile are disabled
CRD#: 6223667
MR

Professional summary

Michael William Riley is a registered financial advisor currently at SITUSAMC RISK ADVISORS, LLC located in Denver, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Riley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2023 - Present

SITUSAMC RISK ADVISORS, LLC

Office #1: 1099 18th Street Suite 2800, Denver, CO 80202
RIA
CRD#: 285555
Denver, CO
Past

February 1, 2017 - December 31, 2022

SITUSAMC RISK ADVISORS, LLC

RIA
CRD#: 285555
DENVER, CO
Past

October 10, 2014 - February 23, 2016

W.J. BRADLEY FINANCIAL SERVICES, LLC

BD
CRD#: 115966
CENTENNIAL, CO
Past

July 17, 2013 - December 23, 2013

W.J. BRADLEY FINANCIAL SERVICES, LLC

BD
CRD#: 115966
CENTENNIAL, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/26/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/23/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2013
General Securities Principal Examination

Current Firm

SR
SITUSAMC RISK ADVISORS, LLC
MOUNTAINVIEW RISK ADVISORS, LLC | SITUSAMC RISK ADVISORS, LLC

CRD#: 285555 / SEC#:

Colorado
Registered Investment Advisory firm - (2/1/2017 Approved)
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Contact information

Main Address
1099 18th Street Suite 2800, Denver, CO 80202
Mailing Address
Phone number
(303) 633-4700
Established
Firm type
Fiscal year end
# of Employees
8

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SITUSAMC RISK ADVISORS, LLC

CRD#: 285555Denver, CO 80202

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