Kymberly B. Watson

FRUTH INVESTMENT MANAGEMENT

Houston, TX 77024-4465

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CRD#: 6223521

Professional summary

Kymberly Beth Watson is a registered financial advisor currently at FRUTH INVESTMENT MANAGEMENT located in Houston, Texas.

Kymberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kymberly has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kymberly Beth Watson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2024 - Present

FRUTH INVESTMENT MANAGEMENT

Office #1: 820 Gessner Suite 1640, Houston, TX 77024-4465

RIA

CRD#: 107273

Houston, TX

Past

September 16, 2013 - March 18, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

August 21, 2013 - March 18, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRUTH INVESTMENT MANAGEMENT

FRUTH INVESTMENT MANAGEMENT | FRUTH RICHARD J & ASSOCIATES INC

CRD#: 107273 / SEC#: 801-40948

RIA

Registered Investment Advisory firm - (3/10/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/26/2024)

IAR

Texas
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2013

General Securities Representative Examination

Current Firm

FRUTH INVESTMENT MANAGEMENT

FRUTH INVESTMENT MANAGEMENT | FRUTH RICHARD J & ASSOCIATES INC

CRD#: 107273 / SEC#: 801-40948

RIA

Registered Investment Advisory firm - (3/10/1992 Approved)

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Contact information

Main Address

820 Gessner Suite 1640, Houston, TX 77024-4465

Mailing Address

Phone number

(713) 464-2283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRUTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	434
AUM (Assets Under Management)	$ 404,508,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kymberly B. Watson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kymberly Beth Watson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRUTH INVESTMENT MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FRUTH INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/20/2013

Current Firm

FRUTH INVESTMENT MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRUTH INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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