Evan J. Schreiner

Some features on this profile are disabled

CRD#: 6223058

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Evan Joseph Schreiner, CFP®, who also goes by Evan James Schreiner, was a registered financial professional .

Evan is a previously registered financial professional and started their career in finance in 2013. Evan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Evan James Schreiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

February 10, 2023 - March 29, 2023

DEMMING FINANCIAL SERVICES CORP.

RIA

CRD#: 120106

AURORA, OH

Past

September 15, 2016 - June 9, 2021

LINCOLN INVESTMENT

CRD#: 519

Cleveland, OH

Past

July 31, 2014 - May 25, 2016

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

CONCORD TWP., OH

Past

July 31, 2014 - May 25, 2016

CADARET, GRANT & CO., INC.

CRD#: 10641

CONCORD TWP., OH

Past

December 2, 2013 - July 22, 2014

HANTZ FINANCIAL SERVICES, INC.

RIA

CRD#: 46047

WILLOUGHBY, OH

Past

September 5, 2013 - July 22, 2014

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

WILLOUGHBY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2013

General Securities Representative Examination

Current Firm

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13 New Hudson Road, Aurora, OH 44202

Mailing Address

Phone number

(330) 562-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	3,228
AUM (Assets Under Management)	$ 675,718,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Evan J. Schreiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINCOLN INVESTMENT

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

HANTZ FINANCIAL SERVICES, INC.

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DEMMING FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2013

Current Firm

DEMMING FINANCIAL SERVICES CORP.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMMING FINANCIAL SERVICES CORP.

TRUST BUT VERIFY

Similar Advisors