Kathleen M. Oconnor
Professional summary
Kathleen Marie Oconnor, who also goes by Karie M Oconnor, Kathleen Oconnor, Kathleen M Oconnor, Kathleen M Weber, is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Geneva, Illinois.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kathleen has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Marie Oconnor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2025 - Present
RMR WEALTH BUILDERS, INC.
October 10, 2023 - June 10, 2025
CLEARWATER CAPITAL PARTNERS
January 28, 2020 - October 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2020 - October 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 2016 - January 27, 2020
LPL FINANCIAL LLC
September 14, 2016 - January 27, 2020
LPL FINANCIAL LLC
October 14, 2014 - August 22, 2016
PLEXUS FINANCIAL SERVICES, LLC
May 22, 2014 - August 22, 2016
PLEXUS FINANCIAL SERVICES, LLC
September 18, 2013 - May 13, 2014
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/11/2025)
(6/25/2025)
Exams
Series 7TO
Date: 2/18/2020
General Securities Representative ExaminationCurrent Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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