Bayle R. Smith

GREEN STREET

Newport Beach, CA 92660

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CRD#: 6222919

Professional summary

Bayle Richardson Smith Jr, who also goes by Bayle Richardson Smith Jr., Bayle Richardson Smith, is a registered financial advisor currently at GREEN STREET located in Newport Beach, California.

Bayle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Bayle has worked at 2 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bayle Richardson Smith Jr. | Bayle Richardson Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bayle Richardson Smith Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2014 - Present

GREEN STREET

Office #1: 100 Bayview Circle Suite 400, Newport Beach, CA 92660

RIA

CRD#: 172378

Newport Beach, CA

Past

July 9, 2013 - December 15, 2014

GREEN STREET TRADING, LLC

CRD#: 28937

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/15/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/1/2013

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/25/2013

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/9/2013

General Securities Representative Examination

Current Firm

GREEN STREET

GREEN STREET | GREEN STREET RESEARCH, LLC | GREEN STREET ADVISORS, LLC

CRD#: 172378 / SEC#: 801-80137

RIA

Registered Investment Advisory firm - (3/1/2022 Terminated)

California

Registered Investment Advisory firm - (2/28/2022 Approved)

Texas

Registered Investment Advisory firm - (5/16/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Bayview Circle Suite 400, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 640-8780

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bayle R. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bayle Richardson Smith Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN STREET

GREEN STREET TRADING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2013

SIE

Date: 12/15/2014

Series 87

Date: 8/1/2013

Series 86

Date: 7/25/2013

Series 7

Date: 7/9/2013

Current Firm

GREEN STREET

Contact information

Documents

Red Flags

Company Information

GREEN STREET

TRUST BUT VERIFY

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