Jessica J. Thompson

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CRD#: 6222780

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jessica J Thompson, CFP®, who also goes by Jessica Jo Thompson, Jessica Thompson, was a registered financial professional .

Jessica is a previously registered financial professional and started their career in finance in 2013. Jessica had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jessica Jo Thompson | Jessica Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GORACHE & ASSOCIATES, TAX PREPARER, 12110 PORT GRACE BLVD; LA VISTA, NE 68128, 40 HOURS PER WEEK DURING TRADING HOURS, TAX PREPARER. 2. MEMBERSHIP CHAIR, HABITAT FOR HUMANITY OF OMAHA YOUNG PROFESSIONALS, 10910 EMMET STREE, OMAHA, , NEBRASKA, 68164, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/1/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE MEMBERSHIP CHAIR. I PLAN MEMBERSHIP ACTIVITIES SUCH AS SOCIALS AND VOLUNTEER DAYS. I ALSO KEEP TRACK OF OUR CURRENT MEMBERSHIP TOTALS AND TRY TO COME UP WITH IDEAS ON HOW TO GET NEW MEMBERS. 4. TREASURER, WOMEN IN FINANCIAL SERVICES (WIFS) - OMAHA/LINCOLN NE CHAPTER, VARIOUS LOCATIONS IN OMAHA, OMAHA, , NEBRASKA, 68114, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/1/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WIFS NATIONAL DIRECT DEPOSITS FUNDS INTO THE LOCAL CHAPTER'S ACCOUNT BASED ON NEW MEMBERSHIP AND MEMBER RENEWALS. I BALANCE THE CHECKBOOK EVERY MONTH TO VERIFY THAT THE DEPOSITS WERE CORRECT AND SEND THE LOCAL CHAPTER'S BALANCE SHEET AND INCOME INFORMATION TO THE CORPORATE HEADQUARTERS ON AN ANNUAL BASIS. I ALSO WRITE CHECKS FOR ANY FEES WE INCURR FOR THE LOCATION OF ANY EVENTS/MEETINGS. 5. TREASURER, OMAHA NETWORK, 909 S 107TH AVE, OMAHA, , NEBRASKA, 68114, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/17/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. I BALANCE THE ACCOUNT AND MAKE SURE ALL CHARGES MADE BY THE PRESIDENT ARE ACCOUNTED FOR. I ALSO HELP BALANCE AND CREATE THE BUDGET

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 30, 2017 - August 12, 2025

AVIOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 148674

OMAHA, NE

Past

March 16, 2016 - October 2, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

OMAHA, NE

Past

March 16, 2016 - October 2, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

OMAHA, NE

Past

November 25, 2013 - February 1, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OMAHA, NE

Past

August 29, 2013 - February 1, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2013

General Securities Representative Examination

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

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Contact information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Mailing Address

Phone number

(402) 218-4064

Established

Firm type

Fiscal year end

# of Employees

201

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIOR ADV 2A 3/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,385
AUM (Assets Under Management)	$ 5,083,670,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica J. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVIOR WEALTH MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

AVIOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2013

SIE

Date: 10/2/2017

Series 7

Date: 8/29/2013

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVIOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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