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JT

Jessica J Thompson

CFP®
CRD# 6222780·Registered 2013 - 2025
Previously Registered: Being a previously registered professional could mean that Jessica is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jessica J Thompson, CFP®, who also goes by Jessica Jo Thompson, Jessica Thompson, was a registered financial advisor. Jessica was a previously registered financial professional and started their career in finance 2013 - 2025. Jessica had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jessica Jo Thompson, Jessica Thompson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

13 years in the financial services industry

Current & Past Employments

AVIOR WEALTH MANAGEMENT, LLC·CRD# 148674
RIA
Omaha, NE
October 30, 2017 - August 12, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Omaha, NE
March 16, 2016 - October 2, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Omaha, NE
March 16, 2016 - October 2, 2017
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Omaha, NE
November 25, 2013 - February 1, 2016
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Omaha, NE
August 29, 2013 - February 1, 2016

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Current Firm

AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

Contact Information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Phone Number

(402) 218-4064

# of Employees

170

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVIOR WEALTH MANAGEMENT, LLC FORM ADV PART 2A (MARCH 2026) (4/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,894

AUM (Assets Under Management)

$6,464,235,428

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GORACHE & ASSOCIATES, TAX PREPARER, 12110 PORT GRACE BLVD; LA VISTA, NE 68128, 40 HOURS PER WEEK DURING TRADING HOURS, TAX PREPARER. 2. MEMBERSHIP CHAIR, HABITAT FOR HUMANITY OF OMAHA YOUNG PROFESSIONALS, 10910 EMMET STREE, OMAHA, , NEBRASKA, 68164, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/1/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE MEMBERSHIP CHAIR. I PLAN MEMBERSHIP ACTIVITIES SUCH AS SOCIALS AND VOLUNTEER DAYS. I ALSO KEEP TRACK OF OUR CURRENT MEMBERSHIP TOTALS AND TRY TO COME UP WITH IDEAS ON HOW TO GET NEW MEMBERS. 4. TREASURER, WOMEN IN FINANCIAL SERVICES (WIFS) - OMAHA/LINCOLN NE CHAPTER, VARIOUS LOCATIONS IN OMAHA, OMAHA, , NEBRASKA, 68114, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/1/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WIFS NATIONAL DIRECT DEPOSITS FUNDS INTO THE LOCAL CHAPTER'S ACCOUNT BASED ON NEW MEMBERSHIP AND MEMBER RENEWALS. I BALANCE THE CHECKBOOK EVERY MONTH TO VERIFY THAT THE DEPOSITS WERE CORRECT AND SEND THE LOCAL CHAPTER'S BALANCE SHEET AND INCOME INFORMATION TO THE CORPORATE HEADQUARTERS ON AN ANNUAL BASIS. I ALSO WRITE CHECKS FOR ANY FEES WE INCURR FOR THE LOCATION OF ANY EVENTS/MEETINGS. 5. TREASURER, OMAHA NETWORK, 909 S 107TH AVE, OMAHA, , NEBRASKA, 68114, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/17/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. I BALANCE THE ACCOUNT AND MAKE SURE ALL CHARGES MADE BY THE PRESIDENT ARE ACCOUNTED FOR. I ALSO HELP BALANCE AND CREATE THE BUDGET

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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